Dear FIF CAT Transaction Reporting Working Group Members,
As a follow-up to yesterday’s FIF Working Group call, attached is an updated summary of the expected monthly CAT fees for the upcoming months.
As requested by FIF members on yesterday’s Working Group call, FIF has submitted the following questions to FINRA:
- Does FINRA plan to submit filings to reflect CAT Fee 2025-1 (as described in CAT Fee Alert 2024-3) and FINRA’s rebilling of its estimated prospective costs for 2025?
- Can FINRA provide data that industry members can review in projecting whether the historical fee in SR-FINRA-014 will continue to apply after January 2024? More specifically, can FINRA disclose how much of this historical fee has been or will be billed for prior months?
Please contact fifinfo@fif.com with any comments or questions on the attached summary.
Best regards,
FIF
