Symbology

Comment Letters

February 14, 2008 - FIF Comment Letter to SEC on the Proposed NMS Exchange Symbology Plans

FIF Comment Letter to SEC on Amendment #1 of File No. 4-534 regarding the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols.

Posted Jul 25, 2011

January 31, 2008 - FIF/SIFMA NASDAQ Symbology Survey Findings

FIF/SIFMA NASDAQ Symbology Survey Report based on feedback from 45 firms including broker-dealers, service bureaus, market data vendors, exchanges and DTCC

Posted Jul 25, 2011

August 23, 2007 - FIF Comment on Exchange Symbology Plans

FIF comment letter to the SEC regarding implementation impact of proposed Exchange Symbology Plans.

Posted Jul 25, 2011

March 28, 2007 - FIF Comment on Nasdaq Symbology Phase 2

Comment letter sent to Nasdaq regarding implementation issues with the Comstock Suffix Symbology.

Posted Jul 25, 2011

August 24, 2006 - FIF Comment Letter on Proposed OCC Symbology

FIF commented on the OCC Symbology Implementation Plan recommending a shorter symbol and more details to assess the costs of this significant initiative

Posted Jul 25, 2011