SEC Amendments to Short Sale - Excerpt
Excerpts from the 273 page filing on Amendments to the Short Sale Rule published by the SEC on April 10, 2009.
Working Groups
- Short Sale Implementation
- Emerging Technologies
- Overview
- Member Resources
- ATS
- Overview
- Member Resources
- Consolidated Audit Trail
- SEC Rule 606
- Overview
- Member Resources
- Current Documents
- Questions & Answers
- SEC Reg Best Interest
- Cost Basis
- Electronic Blue Sheets (EBS)
- FIF/FIX Regulatory Reporting
- Overview
- Member Resources
- Industry BCP Test
- Large Options Positions Reporting
- Overview
- Member Resources
- Limit Up-Limit Down
- Mark Up Mark Down
- Overview
- Member Resources
- Cybersecurity
- Overview
- Member Resources
- Order Routing Transparency
- Overview
- Member Resources
- Retail Execution Quality
- Overview
- Member Resources
- Tick Size Pilot
- Tax Information Reporting
- Overview
- Member Resources
- TRACE
- Overview
- Member Resources
- Transaction Fee Pilot
- Archive Working Groups
- FATCA
- FINRA CARDS
- Overview
- Member Resources
- Large Trader Reporting
- Market Access
- Overview
- Member Resources
- Money Market Reform
- Overview
- Member Resources
- OATS for NMS
- Overview
- Member Resources
- ORF
- Overview
- Member Resources
- Reg E Remittance Transfer
- Overview
- Member Resources
- Regulation NMS
- Member Resources
- Single Stock Circuit Breaker
- Symbology