Regulation NMS

Resources below are for FIF Members only.
Please Login or Register for access!

Archive Documents

May 25, 2006 - Regulation NMS Review of New Milestones

Review of activities during each phase of Regulation NMS implementation.

Posted Jul 25, 2011

April 10, 2006 - Regulation NMS Critical Path Dependencies Document v4.0

Reflects recent discussions with the SROs, FIX Protocol Ltd. and other WG member input. Key updates on page 6.

Posted Jul 25, 2011

March 9, 2006 - Regulation NMS Critical Path Dependencies Document v3.9

Reflects recent discussions with the SEC and WG members. Note the additional details added to the Regulation NMS Implementation Lifecycle (page 5) and Implementation Timing Chart (page 9)

Posted Jul 25, 2011

March 7, 2006 - Regulation NMS Critical Path Dependencies Document v3.5

Expanded Critical Path Document Approach, includes new sections: Regulation NMS Implementation Status by Entity, Gantt Chart for discussed components and updates from Plans/SIPs/SROs/FIF members.

Posted Jul 25, 2011

February 17, 2006 - Regulation NMS Critical Path Dependencies Document v3.0

As agreed at the Joint SIA/FIF Regulation NMS Implementation WG meeting, this version of the document reflects meeting feedback and was shared with the SEC.

Posted Jul 25, 2011