FIF FPL Regulatory Reporting

Resources below are for FIF Members only.
Please Login or Register for access!

Archive Documents

July 11, 2012 - FIF/FPL Meeting on IIROC Short Sale Amendments

Meeting materials on the discussion of the IIROC Short Sale Amendments

Posted Jul 23, 2012

Dec 8, 2011 - FIF/FPL Regulatory Reporting Meeting Agenda

Meeting Agenda including Large Trader ID and FIX, Parties Reference Data Messages and Legal Entity Identifier

Posted Dec 06, 2011

FIX Protocol Gap Analysis Proposal - v1.7

Posted Sep 12, 2010

June 22, 2011 - FIF/FPL Regulatory Reporting Meeting Agenda

Meeting Agenda incuding OATS Expansion to NMS Stocks, OTC Product Identification Initiative, Market Access Update, FIF Front Office Agenda Items, CESR and Regulations Pending Approval

Posted Jun 20, 2011

May 11, 2011 - FIF/FPL Regulatory Reporting Meeting Agenda

Meeting Agenda including OATS Expansion to NMS Stocks, FIF Front OFFice Agenda ITems, CESR, FINRA TRACE and Regulations Pending Approval

Posted May 08, 2011