Working Groups
- FATCA
- Cloud Technology
- ATS
- Overview
- Member Resources
- Consolidated Audit Trail
- SEC Rule 606
- Overview
- Member Resources
- Current Documents
- Questions & Answers
- SEC Reg Best Interest
- Cost Basis
- Electronic Blue Sheets (EBS)
- FIF/FIX Regulatory Reporting
- Overview
- Member Resources
- Industry BCP Test
- Large Options Positions Reporting
- Overview
- Member Resources
- Limit Up-Limit Down
- Mark Up Mark Down
- Overview
- Member Resources
- Cybersecurity
- Overview
- Member Resources
- Order Routing Transparency
- Overview
- Member Resources
- Retail Execution Quality
- Overview
- Member Resources
- Tick Size Pilot
- Tax Information Reporting
- Overview
- Member Resources
- TRACE
- Overview
- Member Resources
- Transaction Fee Pilot
- Archive Working Groups
- FINRA CARDS
- Overview
- Member Resources
- Large Trader Reporting
- Market Access
- Overview
- Member Resources
- Money Market Reform
- Overview
- Member Resources
- OATS for NMS
- Overview
- Member Resources
- ORF
- Overview
- Member Resources
- Reg E Remittance Transfer
- Overview
- Member Resources
- Regulation NMS
- Member Resources
- Short Sale Implementation
- Single Stock Circuit Breaker
- Symbology
FATCA
Comment Letters
November 18, 2013: FIF FATCA Letter - FFI List Update Frequency
Posted Nov 18, 2013
June 21, 2013 - FIF FATCA WG Letter to the IRS on Material Modifications
FIF letter to the IRS highlighting concerns with implementation of material modifications and grandfathered obligations under FATCA
Posted Jun 24, 2013
April 11, 2013 - FIF FATCA WG Letter to the IRS on Grandfathered Obligations
Posted Apr 11, 2013
April 30, 2012 - FIF Comment Letter to IRS on FATCA
FIF letter to the IRS highlighting concerns with implementation dates for USFIs and FFIs
Posted Apr 30, 2012