FIF Symbology Working Group
This working group reviews the implementation impact of symbology initiatives and makes recommendations on implementation. Exchange Symbology Plans and Options Symbology Initiatives (OSI) are the focus of this group.
OSI Tracking Site
FIF Options Symbology Initiative (OSI) Relevant Links Portal (FIF Member Only)
FIF maintains a list of hyperlinks to OCC, OPRA, exchange and regulatory websites related to the Options Symbology Initiative.
FIF Symbology Meeting Agendas
Meeting Materials/Minutes
(FIF members please log in to access documents)
January 19, 2010 - FIF Symbology WG - Broker Dealer / Vendor OSI Identifier Formats and Test Cases
[Posted: 2010-01-18]
Meeting materials including OSI Test cases and feedback from Market Data Vendors and Broker Dealers on OSI Display Formats
September 30, 2009 - FIF Retail Investor OSI Education - Industry Working Group Meeting
[Posted: 2009-09-30]
Meeting materials including discussion of Industry Level Retail Investor OSI Education and feedback from Market Data Vendors and Broker Dealers on OSI Display Formats
Current Documents
(FIF members please log in to access documents)
April 15, 2010 - FIF Options Symbology Initiative FAQs - Consolidation v 4.0
[Posted: 2010-04-15]
OSI Consolidation document discussing Phased Consolidation and implementation by exchanges, utilities and vendors.
FIF Press Release on OSI Post-Mortem
[Posted: 2010-04-12]
FIF Press Release on OSI Post-Mortem and Lessons for Cost Basis
February 16, 2010 - FIF Options Symbology Initiative Implementation Tracking FAQs - v 14.0
[Posted: 2010-02-15]
Updated FIF Options Symbology Initiative Implementation Tracking FAQs. Includes new updates through Feb 15
October 29, 2009 - FIF Preliminary 5th Char Root Plus Suffix Survey Report
[Posted: 2009-11-02]
FIF 5th Char Root Plus Suffix Survey preliminary report based on 35 survey respondents.
FIF Symbology Symposium III - Audio
[Posted: 2009-06-29]
ZIP file contains Audio from FIF Symbology Symposium III on June 29, 2009
Archive Documents
(FIF members please log in to access documents)
March 29, 2010 - FIF Options Symbology Initiative FAQs - Consolidation v 3.0
[Posted: 2010-03-29]
OSI Consolidation document discussing Phased Consolidation and implementation by exchanges, utilities and vendors.
March 15, 2010 - FIF Options Symbology Initiative FAQs - Consolidation v 2.0
[Posted: 2010-03-15]
OSI Consolidation document discussing Phased Consolidation and implementation by exchanges, utilities and vendors.
March 1, 2010 - FIF Options Symbology Initiative FAQs - Consolidation v 1.0
[Posted: 2010-03-01]
OSI Consolidation document discussing Phased Consolidation and implementation by exchanges, utilities and vendors.
February 2, 2010 - FIF Options Symbology Initiative Implementation Tracking FAQs - v 13.0
[Posted: 2010-02-02]
Updated FIF Options Symbology Initiative Implementation Tracking FAQs. Includes new updates through Feb 1
January 19, 2010 - FIF Options Symbology Initiative Implementation Tracking FAQs - v 12.0
[Posted: 2010-01-18]
Updated FIF Options Symbology Initiative Implementation Tracking FAQs. Includes new updates through Jan 18
November 30, 2009 - FIF Options Symbology Initiative Implementation Tracking FAQs - v 11.0
[Posted: 2009-11-30]
Updated FIF Options Symbology Initiative Implementation Tracking FAQs. Includes new updates through Nov 30
December 1, 2009 - FIF Symbology WG - Broker Dealer / Vendor OSI Identifier Formats and Test Cases
[Posted: 2009-11-30]
Meeting materials including OSI Test cases and feedback from Market Data Vendors and Broker Dealers on OSI Display Formats
October 07, 2009 - FIF Options Symbology Initiative Implementation Tracking FAQs - v 10.0
[Posted: 2009-10-07]
Updated FIF Options Symbology Initiative Implementation Tracking FAQs. Includes new updates through Oct 7
September 17, 2009 - FIF Retail Investor OSI Education Meeting
[Posted: 2009-09-17]
Meeting materials including feedback from Market Data Vendors and Broker Dealers on OSI Display Formats
August 26, 2009 - FIF Options Symbology Initiative Implementation Tracking FAQs - v 9.0
[Posted: 2009-08-26]
Updated FIF Options Symbology Initiative Implementation Tracking FAQs. Includes new updates through Aug 25.
August 12, 2009 - FIF Options Symbology Initiative Implementation Tracking FAQs - v 8.1
[Posted: 2009-08-12]
Updated FIF Options Symbology Initiative Implementation Tracking FAQs. Includes new updates through Aug 12.
August 12, 2009 - FIF Options Symbology Initiative Review - v 8.0
[Posted: 2009-08-12]
Meeting materials for August 12 FIF Symbology WG Meeting. Includes new updates through Aug 12.
July 7, 2009 - FIF OSI Initative Tracking Document - v 7.0
[Posted: 2009-07-07]
Meeting materials for July FIF Symbology WG Meeting. Includes new updates through July 7.
June 18, 2009 - FIF OSI Initative Tracking Document - v 6.0
[Posted: 2009-06-25]
Meeting materials for June FIF Symbology WG Meeting. Includes new updates through June 18.
June 3, 2009 - FIF OSI Initative Tracking Document - v 5.0
[Posted: 2009-06-03]
Meeting materials for June FIF Symbology WG Meeting. Includes new updates through June 3.
May 10, 2009 - FIF OSI Initative Tracking Document - v 4.0
[Posted: 2009-05-10]
Meeting materials for May FIF Symbology WG Meeting. Includes new updates through May 10.
April 10, 2009 - OSI Initative Tracking Document - v3.0
[Posted: 2009-04-10]
Meeting materials for April FIF Symbology WG Meeting. Includes new updates through April 9.
March 22, 2009 - OSI Initative Tracking Document - v2.0
[Posted: 2009-03-22]
Includes new industry testing updates.
February 9, 2009 - OSI Implementation Document v1.1
[Posted: 2009-02-09]
OSI Implementation Document discussing OSI methodology, Phased Implementation by Market Participants, Industry Testing, Feb 2010 Cutover and Consolidation Plan
December 12, 2008 - FIF Options Symbology Meeting Materials
[Posted: 2008-12-15]
Meeting materials (zip file) include OCC Board of Directors response and FIF Member Comment letters.
FIF Options Symbology (OSI) Survey: Full Survey Report
[Posted: 2008-09-29]
FIF Options Symbology Survey report findings discussion.
FIF Options Symbology (OSI) Survey Presentation
[Posted: 2008-09-23]
The FIF OSI Survey results presented at the SIFMA Symbology Symposium on September 23, 2008.
FIF Options Symbology (OSI) Survey
[Posted: 2008-08-04]
The FIF OSI Survey is intended to determine where firms are with respect to options identifiers and OSI implementation.
OSI Initiative Tracking Document
[Posted: 2008-08-01]
Updated OSI Initiative Tracking Document with Relevant Links and Implementation Milestones
July 24, 2008 - FIF Options Symbology Meeting Materials
[Posted: 2008-07-23]
Materials discussing an options identifier and display of options on statements and confirms.
April 17, 2008 - FIF/SIFMA Options Symbology Meeting Materials
[Posted: 2008-04-30]
Joint FIF/SIFMA meeting discussing opportunities for industry coordination.
August 17, 2007 - Nasdaq Symbology Meeting Materials & Notes
[Posted: 2007-08-17]
Nasdaq integrated suffix symbology discussed.
July 31, 2007 - FIF Symbology WG Meeting Materials (Options Focused)
[Posted: 2007-07-31]
Options Symbology Tracking Document and OCC Implementation Plan
April 24, 2007 - FIF Symbology WG Meeting Notes
[Posted: 2007-04-24]
Initial Symbology WG meeting covering Nasdaq Symbology and the Options Symbology Initiative.
July 11, 2006 - OCC Symbology Discussion Document
[Posted: 2006-07-13]
Reviewed at FIF Service Bureau Meeting with market data vendor participation to assist in the creation of a comment letter to the OCC.
April 11, 2006 - Nasdaq Symbology Discussion Document
[Posted: 2006-04-11]
Prepared by Yek Eng, Lava Trading and discussed at April 11 Service Bureau meeting with John Magrone of Nasdaq.
March 14, 2006 - FIF Service Bureau Meeting Materials
[Posted: 2006-03-14]
Presentation on changes to Nasdaq symbology discussed at March 14 SB meeting.
fifinfo@fif.com . 212 422 8568
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