FIF Symbology Working Group
This working group reviews the implementation impact of symbology initiatives and makes recommendations on implementation. Exchange Symbology Plans and Options Symbology Initiatives (OSI) are the focus of this group.
This working group reviews the implementation impact of symbology initiatives and makes recommendations on implementation. Exchange Symbology Plans and Options Symbology Initiatives (OSI) are the focus of this group.
OSI Tracking Site
FIF Options Symbology Initiative (OSI) Relevant Links Portal (FIF Member Only)
FIF maintains a list of hyperlinks to OCC, OPRA, exchange and regulatory websites related to the Options Symbology Initiative.
FIF Options Symbology Initiative (OSI) Relevant Links Portal (FIF Member Only)
FIF maintains a list of hyperlinks to OCC, OPRA, exchange and regulatory websites related to the Options Symbology Initiative.
FIF Symbology Meeting Agendas
Current Documents
(FIF members please log in to access documents)
June 18, 2009 - FIF OSI Initative Tracking Document - v 6.0 [Posted: 2009-06-25]
Meeting materials for June FIF Symbology WG Meeting. Includes new updates through June 18.
(FIF members please log in to access documents)
June 18, 2009 - FIF OSI Initative Tracking Document - v 6.0 [Posted: 2009-06-25]
Meeting materials for June FIF Symbology WG Meeting. Includes new updates through June 18.
Comment Letters
(FIF members please log in to access documents)
FIF Member Comment Letters to OCC [Posted: 2009-01-16]
Zip file includes comment letters from Charles Schwab, J.P. Morgan, TD Ameritrade and UBS
OCC Response to FIF OSI Comment Letter to OCC Board of Directors [Posted: 2008-12-01]
OCC Response to FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns
October 31, 2008 - FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns [Posted: 2008-11-04]
FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns
February 14, 2008 - FIF Comment Letter to SEC on the Proposed NMS Exchange Symbology Plans [Posted: 2008-02-14]
FIF Comment Letter to SEC on Amendment #1 of File No. 4-534 regarding the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols.
January 31, 2008 - FIF/SIFMA NASDAQ Symbology Survey Findings [Posted: 2008-01-31]
FIF/SIFMA NASDAQ Symbology Survey Report based on feedback from 45 firms including broker-dealers, service bureaus, market data vendors, exchanges and DTCC
August 23, 2007 - FIF Comment on Exchange Symbology Plans [Posted: 2007-08-23]
FIF comment letter to the SEC regarding implementation impact of proposed Exchange Symbology Plans.
March 28, 2007 - FIF Comment on Nasdaq Symbology Phase 2 [Posted: 2007-03-28]
Comment letter sent to Nasdaq regarding implementation issues with the Comstock Suffix Symbology.
August 24, 2006 - FIF Comment Letter on Proposed OCC Symbology [Posted: 2006-09-22]
FIF commented on the OCC Symbology Implementation Plan recommending a shorter symbol and more details to assess the costs of this significant initiative
(FIF members please log in to access documents)
FIF Member Comment Letters to OCC [Posted: 2009-01-16]
Zip file includes comment letters from Charles Schwab, J.P. Morgan, TD Ameritrade and UBS
OCC Response to FIF OSI Comment Letter to OCC Board of Directors [Posted: 2008-12-01]
OCC Response to FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns
October 31, 2008 - FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns [Posted: 2008-11-04]
FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns
February 14, 2008 - FIF Comment Letter to SEC on the Proposed NMS Exchange Symbology Plans [Posted: 2008-02-14]
FIF Comment Letter to SEC on Amendment #1 of File No. 4-534 regarding the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols.
January 31, 2008 - FIF/SIFMA NASDAQ Symbology Survey Findings [Posted: 2008-01-31]
FIF/SIFMA NASDAQ Symbology Survey Report based on feedback from 45 firms including broker-dealers, service bureaus, market data vendors, exchanges and DTCC
August 23, 2007 - FIF Comment on Exchange Symbology Plans [Posted: 2007-08-23]
FIF comment letter to the SEC regarding implementation impact of proposed Exchange Symbology Plans.
March 28, 2007 - FIF Comment on Nasdaq Symbology Phase 2 [Posted: 2007-03-28]
Comment letter sent to Nasdaq regarding implementation issues with the Comstock Suffix Symbology.
August 24, 2006 - FIF Comment Letter on Proposed OCC Symbology [Posted: 2006-09-22]
FIF commented on the OCC Symbology Implementation Plan recommending a shorter symbol and more details to assess the costs of this significant initiative
Archive Documents
(FIF members please log in to access documents)
June 3, 2009 - FIF OSI Initative Tracking Document - v 5.0 [Posted: 2009-06-03]
Meeting materials for June FIF Symbology WG Meeting. Includes new updates through June 3.
May 10, 2009 - FIF OSI Initative Tracking Document - v 4.0 [Posted: 2009-05-10]
Meeting materials for May FIF Symbology WG Meeting. Includes new updates through May 10.
April 10, 2009 - OSI Initative Tracking Document - v3.0 [Posted: 2009-04-10]
Meeting materials for April FIF Symbology WG Meeting. Includes new updates through April 9.
March 22, 2009 - OSI Initative Tracking Document - v2.0 [Posted: 2009-03-22]
Includes new industry testing updates.
February 9, 2009 - OSI Implementation Document v1.1 [Posted: 2009-02-09]
OSI Implementation Document discussing OSI methodology, Phased Implementation by Market Participants, Industry Testing, Feb 2010 Cutover and Consolidation Plan
December 12, 2008 - FIF Options Symbology Meeting Materials [Posted: 2008-12-15]
Meeting materials (zip file) include OCC Board of Directors response and FIF Member Comment letters.
FIF Options Symbology (OSI) Survey: Full Survey Report [Posted: 2008-09-29]
FIF Options Symbology Survey report findings discussion.
FIF Options Symbology (OSI) Survey Presentation [Posted: 2008-09-23]
The FIF OSI Survey results presented at the SIFMA Symbology Symposium on September 23, 2008.
FIF Options Symbology (OSI) Survey [Posted: 2008-08-04]
The FIF OSI Survey is intended to determine where firms are with respect to options identifiers and OSI implementation.
OSI Initiative Tracking Document [Posted: 2008-08-01]
Updated OSI Initiative Tracking Document with Relevant Links and Implementation Milestones
July 24, 2008 - FIF Options Symbology Meeting Materials [Posted: 2008-07-23]
Materials discussing an options identifier and display of options on statements and confirms.
April 17, 2008 - FIF/SIFMA Options Symbology Meeting Materials [Posted: 2008-04-30]
Joint FIF/SIFMA meeting discussing opportunities for industry coordination.
August 17, 2007 - Nasdaq Symbology Meeting Materials & Notes [Posted: 2007-08-17]
Nasdaq integrated suffix symbology discussed.
July 31, 2007 - FIF Symbology WG Meeting Materials (Options Focused) [Posted: 2007-07-31]
Options Symbology Tracking Document and OCC Implementation Plan
April 24, 2007 - FIF Symbology WG Meeting Notes [Posted: 2007-04-24]
Initial Symbology WG meeting covering Nasdaq Symbology and the Options Symbology Initiative.
July 11, 2006 - OCC Symbology Discussion Document [Posted: 2006-07-13]
Reviewed at FIF Service Bureau Meeting with market data vendor participation to assist in the creation of a comment letter to the OCC.
April 11, 2006 - Nasdaq Symbology Discussion Document [Posted: 2006-04-11]
Prepared by Yek Eng, Lava Trading and discussed at April 11 Service Bureau meeting with John Magrone of Nasdaq.
March 14, 2006 - FIF Service Bureau Meeting Materials [Posted: 2006-03-14]
Presentation on changes to Nasdaq symbology discussed at March 14 SB meeting.
(FIF members please log in to access documents)
June 3, 2009 - FIF OSI Initative Tracking Document - v 5.0 [Posted: 2009-06-03]
Meeting materials for June FIF Symbology WG Meeting. Includes new updates through June 3.
May 10, 2009 - FIF OSI Initative Tracking Document - v 4.0 [Posted: 2009-05-10]
Meeting materials for May FIF Symbology WG Meeting. Includes new updates through May 10.
April 10, 2009 - OSI Initative Tracking Document - v3.0 [Posted: 2009-04-10]
Meeting materials for April FIF Symbology WG Meeting. Includes new updates through April 9.
March 22, 2009 - OSI Initative Tracking Document - v2.0 [Posted: 2009-03-22]
Includes new industry testing updates.
February 9, 2009 - OSI Implementation Document v1.1 [Posted: 2009-02-09]
OSI Implementation Document discussing OSI methodology, Phased Implementation by Market Participants, Industry Testing, Feb 2010 Cutover and Consolidation Plan
December 12, 2008 - FIF Options Symbology Meeting Materials [Posted: 2008-12-15]
Meeting materials (zip file) include OCC Board of Directors response and FIF Member Comment letters.
FIF Options Symbology (OSI) Survey: Full Survey Report [Posted: 2008-09-29]
FIF Options Symbology Survey report findings discussion.
FIF Options Symbology (OSI) Survey Presentation [Posted: 2008-09-23]
The FIF OSI Survey results presented at the SIFMA Symbology Symposium on September 23, 2008.
FIF Options Symbology (OSI) Survey [Posted: 2008-08-04]
The FIF OSI Survey is intended to determine where firms are with respect to options identifiers and OSI implementation.
OSI Initiative Tracking Document [Posted: 2008-08-01]
Updated OSI Initiative Tracking Document with Relevant Links and Implementation Milestones
July 24, 2008 - FIF Options Symbology Meeting Materials [Posted: 2008-07-23]
Materials discussing an options identifier and display of options on statements and confirms.
April 17, 2008 - FIF/SIFMA Options Symbology Meeting Materials [Posted: 2008-04-30]
Joint FIF/SIFMA meeting discussing opportunities for industry coordination.
August 17, 2007 - Nasdaq Symbology Meeting Materials & Notes [Posted: 2007-08-17]
Nasdaq integrated suffix symbology discussed.
July 31, 2007 - FIF Symbology WG Meeting Materials (Options Focused) [Posted: 2007-07-31]
Options Symbology Tracking Document and OCC Implementation Plan
April 24, 2007 - FIF Symbology WG Meeting Notes [Posted: 2007-04-24]
Initial Symbology WG meeting covering Nasdaq Symbology and the Options Symbology Initiative.
July 11, 2006 - OCC Symbology Discussion Document [Posted: 2006-07-13]
Reviewed at FIF Service Bureau Meeting with market data vendor participation to assist in the creation of a comment letter to the OCC.
April 11, 2006 - Nasdaq Symbology Discussion Document [Posted: 2006-04-11]
Prepared by Yek Eng, Lava Trading and discussed at April 11 Service Bureau meeting with John Magrone of Nasdaq.
March 14, 2006 - FIF Service Bureau Meeting Materials [Posted: 2006-03-14]
Presentation on changes to Nasdaq symbology discussed at March 14 SB meeting.
fifinfo@fif.com . 212 422 8568
Financial Information Forum. 5 Hanover Square. New York, NY. 10004
Financial Information Forum. 5 Hanover Square. New York, NY. 10004