Meeting Details

• Date: Tuesday, July 14, 2009 @ 11 AM ET

Meeting Agenda

• Cost-Basis
  • Committee Updates
  • Next FIF Cost-Basis Committee Meeting Date: Jul 17 @ 1PM ET
• ISG LOPR
  • OCC LOPR site (Updates to FAQs, Revised Reference Guide)
• DTCC
  • Past Meeting Materials: DTCC Obligation Warehouse
  • DTC #B5203-09 – DTC Rule Change SR-DTC-2009-10 which establishes the Web Inquiry Notification System (“WINS”) – SEC Release No. 34-60096; File No. SR-DTC-2009-10
  • DTCC Deriv/SERV #779 – June 25, 2009 DTCC Deriv/SERV Equity Derivatives' Release
  • DTC #CMU003.09 – Use of DTC's New Issue Information Dissemination Service (NIIDS) data in NSCC's RTTM Municipal Bond When Issue Trade Matching System
• ACATS
  • A#6819 – Enhancements To FUND/SERV®, ToRA and ACATS-Fund/SERV – Effective Date: October 5, 2009
  • DTCC Announces Plans for Major Redesign of Automated Customer Account Transfer Service
• FINRA OATS
  • June 16, 2009 – Preliminary Version of OATS Compliance Report Card — Available for June 2009 Report
  • OATS Email Retirement – Effective Date: Aug 31, 2009
• Additional FINRA Updates
  • Release No. 34-60012; File No. SR-FINRA-2008-062 – Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt FINRA Rule 2267 (Investor Education and Protection) in the Consolidated FINRA Rulebook
• MSRB
  • Release No. 34-60033, File No. SR-MSRB-2009-04 – Order Granting Approval of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA®)
  • Release No. 34-60121, File No. SR-MSRB-2009-05) – Order Granting Approval of Proposed Rule Change Relating to the Subscription Service for Continuing Disclosure Documents Through the Electronic Municipal Market Access System (EMMA®)
• FIF Options Symbology Symposium – Jun 29 – Audio Recording Available
• SIFMA Options Symbology Symposium – Tuesday, Jul 28 – FIF Members get SIFMA Member Rate
• Next FIF Multi-Client Back Office Committee Meeting Date: August 11 @ 11AM ET