Meeting Details

• Date: Tuesday, February 10, 2009 @ 11 AM ET

Meeting Agenda

• Cost-Basis Activities – SIFMA Tax Compliance Committee – Shahira Knight, Managing Director, SIFMA .
• Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee – SR-CBOE-2008-105; Effective Date: March 1 - Regulatory Circular RG09-11 – Patrick Fay, Senior Vice President, Member and Regulatory Services, CBOE
• Use of Correspondent data in RTTM Muni Trade Matching & Permitting Trade Modifies of Unmatched CMU Trades After Submission Date – #CMU001.09 – Ed Fanning, Director, Product Management, NSCC
• DTCC Updates
  • MBSD Output Enhancement
  • Proposed Rule Change by DTC (SR-DTC-2009-02) to implement a Maturity Presentment Pend function
  • Mutual Fund Transfer Enhancement – New code for Mutual Fund Transfer Enhancement in production
  • New Deliver Order Reason Codes for OCC Stock Loan Service
• NSCC Update
  • IPS 2009 March Enhancement Release – March 19 th Production Date
• FICC Updates
  • Postponement of GSD Real-Time Web Front End and Demand Processing Implementation
• FINRA Updates
  • Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a TRACE Pilot Program
• FIF 2009 1st Quarter Event sponsored by Thomson Reuters: Wednesday, March 25th , 4:00 – 8:00 PM ET