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FIF Initiative Tracking

FIF maintains an initiative tracking list including key milestones and status on the following initiatives.

  • Market Data Capacity Growth
  • Short Sale Implementation
  • FINRA Consolidation
  • FINRA OATS/Trade Reporting
  • Electronic Blue Sheets
  • Large Trader Reporting System
  • Stock Circuit Breaker
  • Consolidated Audit Trail
  • Erroneous Trades
  • Sponsored Access
  • NMS Equities Symbology
  • Options Penny Pricing and New Exchanges
  • DTCC/NSCC/FICC Trade Processing Issues (Universal Trade Capture, ACATS, DTCC Corporate Actions Re-Engineering, Obligation Warehouse, Real-Time Trade Submission, etc.)
  • FIF Emergency Command Center Website
  • Securities Industry BCP Test
  • IRS Initiatives - Cost Basis Reporting

FIF updates the initiatives tracking list on a best efforts basis. Please refer to source documents and websites for the most current information.

FIF Initiatives List - Executive Summaries

Current Documents


(FIF members please log in to access documents)

August 13, 2010 - FIF Initiatives Tracking Update   [Posted: 2010-08-13]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

Archive Documents


(FIF members please log in to access documents)

July 15, 2010 - FIF Initiatives Tracking Update   [Posted: 2010-07-15]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

June 8, 2010 - FIF Initiatives Tracking Update   [Posted: 2010-06-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

May 10, 2010 - FIF Initiatives Tracking Update   [Posted: 2010-05-10]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

April 12, 2010 - FIF Initiatives Tracking Update   [Posted: 2010-04-12]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

March 8, 2010 - FIF Initiatives Tracking Update   [Posted: 2010-03-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

February 8, 2010 - FIF Initiatives Tracking Update   [Posted: 2010-02-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

January 10, 2010 - FIF Initiatives Tracking Update   [Posted: 2010-01-10]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

December 22, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-12-22]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

November 10, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-11-10]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

October 12, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-10-12]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

September 07, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-09-06]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

August 07, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-08-07]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

July 09, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-07-09]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

June 05, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-06-05]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

May 05, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-05-05]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

April 06, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-04-06]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

March 09, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-03-09]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

February 09, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-02-09]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

January 09, 2009 - FIF Initiatives Tracking Update   [Posted: 2009-01-09]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

December 08, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-12-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

November 04, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-11-04]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

October 13, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-10-13]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

September 08, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-09-08]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

August 11, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-08-11]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

June 2, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-06-02]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

April 7, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-04-07]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

March 10, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-03-10]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

February 11, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-02-11]
Summary information with milestones for FIF initiatives. Zip file includes summary and milestones document

January 4, 2008 - FIF Initiatives Tracking Update   [Posted: 2008-01-04]
Summary information with milestones for FIF initiatives. Zip file includes summary document and milestones spreadsheet.

November 12, 2007 - FIF Initiatives Tracking Update   [Posted: 2007-11-14]
Summary information with milestones for initiatives that FIF follows with status through November 12, 2007

September 10, 2007 - FIF Initiatives Tracking Update   [Posted: 2007-09-10]
Summary information with milestones for initiatives that FIF follows with status through September 10, 2007.

August 13, 2007 - FIF Initiatives Tracking Update   [Posted: 2007-08-13]
Summary information with milestones for initiatives that FIF follows wiht status through August 13, 2007.

July 9, 2007 - FIF Initiatives Tracking Update   [Posted: 2007-07-09]
Updates to FIF Initiatives through July 9, 2007.

June 15, 2007 - FIF Initiatives Tracking Update   [Posted: 2007-06-15]
Updates to FIF Initiatives through June 15, 2007.

May 8, 2007 - FIF Initiatives Tracking Update   [Posted: 2007-05-27]
Updates on FIF Initiatives through May 13, 2007.

April 10, 2007 - FIF Initiatives Tracking Update   [Posted: 2007-04-10]
Updates to FIF initiatives as of April 10, 2007

fifinfo@fif.com . 212 422 8568
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