- Market Data Capacity Growth
- Short Sale Implementation
- FINRA Consolidation
- FINRA OATS/Trade Reporting
- Electronic Blue Sheets
- Large Trader Reporting System
- Stock Circuit Breaker
- Consolidated Audit Trail
- Erroneous Trades
|
- Sponsored Access
- NMS Equities Symbology
- Options Penny Pricing and New Exchanges
- DTCC/NSCC/FICC Trade Processing Issues (Universal Trade Capture, ACATS, DTCC Corporate Actions Re-Engineering, Obligation Warehouse, Real-Time Trade Submission, etc.)
- FIF Emergency Command Center Website
- Securities Industry BCP Test
- IRS Initiatives - Cost Basis Reporting
|