• Date: Thursday, May 21, 2009 @ 4:00 PM ET
• Location: Thomson Reuters, 3 Times Square 20th FL, New York, NY, 10036 (Registration required for security)

Meeting Agenda

• Trade Reporting (FINRA representatives will join the call)
  • Trade Reporting FAQs Updated – “Executing Party” Trade Reporting Structure and Non-Tape Reporting Requirements
  • Release No. 34-59713; SR-FINRA-2009-024 – Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Transfers of Proprietary Securities Positions in Connection with Certain Corporate Control Transactions – Comments Due: May 5th .
• NASDAQ ACT Technology to Support New Reg NMS Modifiers for FINRA, Effective April 27, 2009
• Release No. 34-59805; SR-FINRA-2009-027 – Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Substantive, Technical Changes to FINRA Trade Reporting Rules Upon Implementation of SR-FINRA-2008-011 
• Additional FINRA Updates
  • Release No. 34-59788; SR-FINRA-2007-024 – Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments Involving Best Execution and Interpositioning
  • FIF Comment Letter on FINRA Rule 92 / Manning
• NYSE Updates
  • Interim Procedure for Orders Incompatible with Entry into the NYSE Order Management Systems
  • Apr 1, 2009: NYSE CCG FIX Specification and API – Version 4.0
• Clearly Erroneous Rules (Market Wide)
  • Release No. 34-59838; SR-NYSEArca-2009-36 – Notice of Filing of Proposed Rule Change Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions
• Automated Equity Trading Analysis Update
  • Thomson Reuters Equity Market Share Reporter Analysis
• Short Selling Regulation
  • SEC Amendments to Short Sale - Excerpt
  • FIF Short Sale Comment Letter Discussion Document
  • FIF Short Sale Comment Letter Meeting – set date
• Additional Updates
  • NASDAQ Clearing Corp (NCC) Presentation to FIF – June 2nd @ 11 AM ET
  • C2 – New CBOE Exchange: Release No. 34-59441; File No. 10-191 C2
  • Options OPR: Release No. 34-59647; File No. 4-546 – Proposed Options Order Protection and Locked/Crossed Market Plan by NYSE AMEX, CBOE, ISE, Nasdaq, NYSE Arca, and Phlx (See SEC questions on p. 20)
  • NASDAQ OMX PHLX XL II Migration : Options Trading Alert 2009-12: July 2009 Launch