Financial Information Forum
Members: Login
Not Registered? Register

FIF Front Office February 2009 Meeting Agenda

Meeting Details

  • Date: Wednesday, February 18, 2009 @ 4:00 PM ET
  • Location: Jordan & Jordan. 5 Hanover Sq. FL. 2, New York, NY, 10004 (Registration required for security)

Meeting Agenda

  • Sponsored Access - FIF Comment Letter; Filing: SR-NASDAQ-2008-104
  • Aberrant Trade Indicator – NASDAQ Retroactively Applying Modifier to Trades as of September 2008 (Jan 16, 2009 - Data News #2009)
  • NYSE Updates
    1. CCG Enhancements- New Database (SDBK) Stock Migration
    2. NYSE Extends Until March 9, 2009,  Interim NYSE Rule 128: Clearly Erroneous Policy
    3. Launch of New NYSE Amex Options Trading Floor and Systems Extended to March 2, 2009
    4. Closing Print Processing NYSE & NYSE Alternext – Effective February 6
  • SEC Updates
    1. Exchange Symbology Plans – New Implementation Date
  • FINRA Updates
    1. SEC Approves Amendments to FINRA Trade Reporting Rules – Effective August 3, 2009
  • Options Updates
    1. Amendments to BOX Erroneous Trade Rules
    2. NASDAQ PHLX Sponsored Access Rule Filing
    3. OPRA changes in support of new Options Locked Crossed Rules (Jan 23, 2009 Data Recipient Notice) and (Jan 29, 2009 Data Recipient Notice)
fifinfo@fif.com . 212 422 8568
Financial Information Forum. 5 Hanover Square New York, NY. 10004