FIF Front Office Committee
The FIF Front Office Committee focuses on order management and trading system issues. As new issues arise, members of this committee are notified to determine their interest in joining an issue-oriented working group. This committee meets periodically to review front office issues and determine when a new issue working group should be formed.
Please see FIF Initiatives Tracking for a full list of initiatives that this committee follows.
The FIF Front Office Committee focuses on order management and trading system issues. As new issues arise, members of this committee are notified to determine their interest in joining an issue-oriented working group. This committee meets periodically to review front office issues and determine when a new issue working group should be formed.
Please see FIF Initiatives Tracking for a full list of initiatives that this committee follows.
Chairs: Tula Tay, Morgan Stanley; Jess Haberman, Fidessa
Relevant Working Groups
Members of the Front Office Committee actively participate in the following working groups:
Members of the Front Office Committee actively participate in the following working groups:
Regulation NMS Implementation
Implementing Regulation NMS requires coordination between trading and compliance within firms and among industry participants. The FIF Regulation NMS WG serves to educate its members on open issues, recent development and serve as a focal point for communications with the SEC regarding implementation issues.
Implementing Regulation NMS requires coordination between trading and compliance within firms and among industry participants. The FIF Regulation NMS WG serves to educate its members on open issues, recent development and serve as a focal point for communications with the SEC regarding implementation issues.
Symbology
This working group reviews the implementation impact of symbology initiatives and makes recommendations on implementation. Nasdaq and OCC symbology initiatives are the focus of this group.
This working group reviews the implementation impact of symbology initiatives and makes recommendations on implementation. Nasdaq and OCC symbology initiatives are the focus of this group.
Meeting Materials/Minutes
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April 29, 2008 - Front Office Meeting [Posted: 2008-04-28]
Meeting materials for the Front Office WG Meeting
February 26, 2008 - Front Office Meeting [Posted: 2008-02-26]
Meeting materials for the Front Office WG Meeting
January 29, 2008 - Front Office / Trade Reporting WG Direction Setting Meeting [Posted: 2008-01-28]
Meeting materials for Front Office / Trade Reporting WG Direction Setting Meeting
(FIF members please log in to access documents)
April 29, 2008 - Front Office Meeting [Posted: 2008-04-28]
Meeting materials for the Front Office WG Meeting
February 26, 2008 - Front Office Meeting [Posted: 2008-02-26]
Meeting materials for the Front Office WG Meeting
January 29, 2008 - Front Office / Trade Reporting WG Direction Setting Meeting [Posted: 2008-01-28]
Meeting materials for Front Office / Trade Reporting WG Direction Setting Meeting
Comment Letters
(FIF members please log in to access documents)
February 29, 2008 - FIF Letter to SEC regarding SR-FINRA-2007-12 [Posted: 2008-02-29]
FIF Letter to the SEC regarding the proposal to amend trade reporting rules to require related market center indicator on certain non-tape reports submitted to FINRA
(FIF members please log in to access documents)
February 29, 2008 - FIF Letter to SEC regarding SR-FINRA-2007-12 [Posted: 2008-02-29]
FIF Letter to the SEC regarding the proposal to amend trade reporting rules to require related market center indicator on certain non-tape reports submitted to FINRA
fifinfo@fif.com . 212 422 8568
Financial Information Forum. 5 Hanover Square. New York, NY. 10004
Financial Information Forum. 5 Hanover Square. New York, NY. 10004