FIF Front Office Committee
The FIF Front Office Committee focuses on order management and trading system issues resulting from regulatory changes (FINRA, SROs, SEC) as well as exchange initiatives. As new issues arise, members of this committee are notified to determine their interest in joining an issue-oriented working group. This committee meets periodically to review front office issues and determine when a new issue working group should be formed.
Please see FIF Initiatives Tracking for a full list of initiatives that this committee follows.
The FIF Front Office Committee focuses on order management and trading system issues resulting from regulatory changes (FINRA, SROs, SEC) as well as exchange initiatives. As new issues arise, members of this committee are notified to determine their interest in joining an issue-oriented working group. This committee meets periodically to review front office issues and determine when a new issue working group should be formed.
Please see FIF Initiatives Tracking for a full list of initiatives that this committee follows.
Chairs: Tula Tay, Morgan Stanley; Jess Haberman, Fidessa
FIF Front Office Meeting Agendas
Meeting Materials/Minutes
(FIF members please log in to access documents)
January 20, 2009 - Front Office Meeting [Posted: 2009-03-31]
Meeting materials for the Front Office WG Meeting. Attachment includes mockup of a Reg NMS Report Card
(FIF members please log in to access documents)
January 20, 2009 - Front Office Meeting [Posted: 2009-03-31]
Meeting materials for the Front Office WG Meeting. Attachment includes mockup of a Reg NMS Report Card
Current Documents
(FIF members please log in to access documents)
SEC Amendments to Short Sale - Excerpt [Posted: 2009-04-28]
Excerpts from the 273 page filing on Amendments to the Short Sale Rule published by the SEC on April 10, 2009.
(FIF members please log in to access documents)
SEC Amendments to Short Sale - Excerpt [Posted: 2009-04-28]
Excerpts from the 273 page filing on Amendments to the Short Sale Rule published by the SEC on April 10, 2009.
Comment Letters
(FIF members please log in to access documents)
June 19, 2009 - FIF Letter to the SEC on Short Sale [Posted: 2009-06-26]
FIF Letter to the SEC commenting on proposed Short Sale Amendments
April 24, 2009 - FIF Letter to FINRA and NYSE Euronext on NYSE Regulation Information Memo 09‐13 and FINRA Regulatory Notice 09‐15 [Posted: 2009-04-27]
FIF Letter to FINRA and NYSE Euronext Providing Feedback on NYSE Regulation Information Memo 09‐13 and FINRA Regulatory Notice 09‐15 Based on Input from FIF Members
February 19, 2009 - FIF Letter to SEC regarding SR–NASDAQ–2008–104 [Posted: 2009-03-23]
FIF Letter to the SEC regarding implementation issues associated with the NASDAQ sponsored access proposal
February 29, 2008 - FIF Letter to SEC regarding SR-FINRA-2007-12 [Posted: 2008-02-29]
FIF Letter to the SEC regarding the proposal to amend trade reporting rules to require related market center indicator on certain non-tape reports submitted to FINRA
(FIF members please log in to access documents)
June 19, 2009 - FIF Letter to the SEC on Short Sale [Posted: 2009-06-26]
FIF Letter to the SEC commenting on proposed Short Sale Amendments
April 24, 2009 - FIF Letter to FINRA and NYSE Euronext on NYSE Regulation Information Memo 09‐13 and FINRA Regulatory Notice 09‐15 [Posted: 2009-04-27]
FIF Letter to FINRA and NYSE Euronext Providing Feedback on NYSE Regulation Information Memo 09‐13 and FINRA Regulatory Notice 09‐15 Based on Input from FIF Members
February 19, 2009 - FIF Letter to SEC regarding SR–NASDAQ–2008–104 [Posted: 2009-03-23]
FIF Letter to the SEC regarding implementation issues associated with the NASDAQ sponsored access proposal
February 29, 2008 - FIF Letter to SEC regarding SR-FINRA-2007-12 [Posted: 2008-02-29]
FIF Letter to the SEC regarding the proposal to amend trade reporting rules to require related market center indicator on certain non-tape reports submitted to FINRA
Automated Equity Trading Analysis
(FIF members please log in to access documents)
May 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-06-05]
FIF Automated Equity Trading Analysis report for May 2009 including U.S. Equities Market and European Equities Market. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
April 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-05-14]
FIF Automated Equity Trading Analysis report for April 2009 including U.S. Equities Market and European Equities Market. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
March 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-04-17]
FIF Automated Equity Trading Analysis report for March 2009 including BATS Market Share. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
(FIF members please log in to access documents)
May 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-06-05]
FIF Automated Equity Trading Analysis report for May 2009 including U.S. Equities Market and European Equities Market. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
April 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-05-14]
FIF Automated Equity Trading Analysis report for April 2009 including U.S. Equities Market and European Equities Market. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
March 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-04-17]
FIF Automated Equity Trading Analysis report for March 2009 including BATS Market Share. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
Archive Documents
(FIF members please log in to access documents)
February 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-03-13]
FIF Automated Equity Trading Analysis report for February 2009 including BATS Market Share. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
January 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-02-17]
FIF Automated Equity Trading Analysis report for January 2009 including BATS Market Share. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
December 2008 Automated Equity Trading Analysis Statistics [Posted: 2009-01-14]
FIF Automated Equity Trading Analysis report for December 2008 including BATS Market Share. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
November 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-12-16]
FIF Automated Equity Trading Analysis report for November 2008 including BATS Market Share
October 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-11-14]
FIF Automated Equity Trading Analysis report for October 2008 including BATS Market Share
September 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-10-10]
FIF Automated Equity Trading Analysis report for September 2008
August 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-09-12]
FIF Automated Equity Trading Analysis report for August 2008
July 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-08-15]
FIF Automated Equity Trading Analysis report for July 2008
June 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-07-16]
FIF Automated Equity Trading Analysis report for June 2008
May 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-06-18]
FIF Automated Equity Trading Analysis report for May 2008
April 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-05-22]
FIF Automated Equity Trading Analysis report for April 2008
April 29, 2008 - Front Office Meeting [Posted: 2008-04-28]
Meeting materials for the Front Office WG Meeting
March 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-04-16]
FIF Automated Equity Trading Analysis report for March 2008
February 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-03-27]
FIF Automated Equity Trading Analysis report for February 2008
February 26, 2008 - Front Office Meeting [Posted: 2008-02-26]
Meeting materials for the Front Office WG Meeting
January 29, 2008 - Front Office / Trade Reporting WG Direction Setting Meeting [Posted: 2008-01-28]
Meeting materials for Front Office / Trade Reporting WG Direction Setting Meeting
(FIF members please log in to access documents)
February 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-03-13]
FIF Automated Equity Trading Analysis report for February 2009 including BATS Market Share. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
January 2009 Automated Equity Trading Analysis Statistics [Posted: 2009-02-17]
FIF Automated Equity Trading Analysis report for January 2009 including BATS Market Share. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
December 2008 Automated Equity Trading Analysis Statistics [Posted: 2009-01-14]
FIF Automated Equity Trading Analysis report for December 2008 including BATS Market Share. A PowerPoint version of the report can be obtained by emailing fifinfo@fif.com
November 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-12-16]
FIF Automated Equity Trading Analysis report for November 2008 including BATS Market Share
October 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-11-14]
FIF Automated Equity Trading Analysis report for October 2008 including BATS Market Share
September 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-10-10]
FIF Automated Equity Trading Analysis report for September 2008
August 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-09-12]
FIF Automated Equity Trading Analysis report for August 2008
July 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-08-15]
FIF Automated Equity Trading Analysis report for July 2008
June 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-07-16]
FIF Automated Equity Trading Analysis report for June 2008
May 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-06-18]
FIF Automated Equity Trading Analysis report for May 2008
April 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-05-22]
FIF Automated Equity Trading Analysis report for April 2008
April 29, 2008 - Front Office Meeting [Posted: 2008-04-28]
Meeting materials for the Front Office WG Meeting
March 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-04-16]
FIF Automated Equity Trading Analysis report for March 2008
February 2008 Automated Equity Trading Analysis Statistics [Posted: 2008-03-27]
FIF Automated Equity Trading Analysis report for February 2008
February 26, 2008 - Front Office Meeting [Posted: 2008-02-26]
Meeting materials for the Front Office WG Meeting
January 29, 2008 - Front Office / Trade Reporting WG Direction Setting Meeting [Posted: 2008-01-28]
Meeting materials for Front Office / Trade Reporting WG Direction Setting Meeting
fifinfo@fif.com . 212 422 8568
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Financial Information Forum. 5 Hanover Square. New York, NY. 10004